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Jul 25 2018 onwards

Consultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing Platforms


Consultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing Platforms

Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)

Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)

Appendix 2 — Draft amendments to the Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)

Appendix 3 — Draft amendments to Glossary (GLO)

Appendix 4 — Draft amendments to the Fund Rules (FUNDS)

Annex B — Guidance: Regulatory Framework for Private Financing Platforms

Annex C — Discussion Paper No. 1 of 2018