logo

ADGM Legal Framework

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    •  
    • FEDERAL DECREE NO (15) OF 2013
    •  
    • CABINET RESOLUTION NO (4) OF 2013
    •  
    • ABU DHABI LAW NO (4) OF 2013
    •  
    • ADGM LEGAL FRAMEWORK
    •  
    • ADGM COURTS PROCEDURES
    •  
    • GUIDANCE & POLICY STATEMENTS
      • FSRA Confidentiality Policy
      •  
      • Guidance & Policies Manual (GPM)
      •  
      • FinTech Regulatory Laboratory Guidance
      •  
      • Supplementary Guidance — Regulatory Framework for Fund Managers of Venture Capital Funds
      •  
      • Guidance — Regulation of Digital Security Offerings and Crypto Assets under the Financial Services and Markets Regulations
      •  
      • Guidance — Regulatory Framework for Private Financing Platforms
      •  
      • Supplementary Guidance — Authorisation for Investment Management Activities
        • Supplementary Guidance — Authorisation for Investment Management Activities
          • 1. Purpose
          •  
          • 2. Consideration and Assessment of Applications
          •  
          • 3. Minimum Criteria for Authorisation
            • 3.1
            •  
            • 3.2
            •  
            • 3.3
            •  
            • 3.4
            •  
            • 3.5
            •  
            • 3.6
            •  
            • 3.7
            •  
            • 3.8
            •  
            • 3.9
            •  
            • 3.10
            •  
            • 3.11
            •  
          •  
        •  
      •  
      • Supplementary Guidance — Authorisation for Dealing Activities
      •  
      • Guidance — Regulation of Crypto Asset Activities in ADGM
      •  
      • Supplementary Guidance — Authorisation of Digital Investment Management ("Robo-advisory") Activities
      •  
      • Guidance – Regulation of Digital Securities Activity in ADGM
      •  
      • Guidance —Developing and using APIs in ADGM
      •  
    •  
    • PUBLIC CONSULTATION PAPERS
    •  
    • NOTICES OF PUBLICATION
    •  
  •  
Entire section Custom print Search
« Previous Next »
  Versions
(1 version)
 
Apr 10 2017 onwards

3.8


Internal Audit — The internal audit arrangements should be appropriate to the scale, nature and complexity of its operations. The internal audit may be conducted by the internal audit function within the Manager, an internal audit team from the head office of the Manager, or outsourced to a third party service provider, as set out in Appendix 3.

©2019 Abu Dhabi Global Market. All rights Reserved. Abu Dhabi Global Market has been established in accordance with the Federal Decree No. (15) of 2013 Establishment of Financial Free Zone in the Emirate of Abu Dhabi