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  • NOTICES OF PUBLICATION

    • Notice of Publication — 14 June 2015 — Regulation

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 3 March 2015 (the "Regulations").
      2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 14 June 2015.
      3. The Regulations are:
      (a) Application of English Law Regulations 2015;
      (b) Companies Regulations 2015;
      (c) Commercial Licensing Regulations 2015;
      (d) Employment Regulations 2015;
      (e) Insolvency Regulations 2015;
      (f) Real Property Regulations 2015;
      (g) Strata Title Regulations 2015; and
      (h) Interpretation Regulations 2015.

      Dated: 14 June 2015

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 20 October 2015 — LLP Rules

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the Limited Liability Partnership Rules 2015 annexed to this notice on 4 October 2015 (the "Rules").
      2. The Board has directed the Rules to be published and accordingly the Rules are hereby published on 20 October 2015.

      Dated: 20 October 2015

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 20 October 2015 — Regulations

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 4 October 2015 (the "Regulations").
      2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 20 October 2015.

      Dated: 20 October 2015

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 21 October 2015 — Rules to the Regulations

      1. In accordance with Part 2 of the Financial Services and Markets Regulations, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 4 October 2015 (the "Rules").
      2. The FSRA hereby publishes the Rules on 21 October 2015.
      3. The Rules are:
      (a) General Rules (GEN_VER01.041015);
      (b) Conduct of Business Rules (COBS_VER01.041015);
      (c) Fund Rules (FUNDS_VER01.041015);
      (d) Market Infrastructure Rules (MIR_VER01.041015);
      (e) Markets Rules (MKT_VER01.041015);
      (f) Rules of Market Conduct (RMC_VER01.041015);
      (h) Islamic Finance Rules (IFR_VER01.041015);
      (j) Fees Rules (FEES_VER01.041015);
      (k) Glossary (GLO_VER01.041015);
      (l) Prudential — Insurance Business (PIN_VER01.041015); and
      (m) Captive Insurance Business Rules (CIB_VER01.041015).

      Dated: 21 October 2015

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 11 February 2016 — Employment Rules

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the Employment Regulations 2015 (Compensation Awards and Limits) Rules 2016 annexed to this notice on 28 January 2016 (the "Rules").
      2. As directed by the Board, the Rules are hereby published on 11 February 2016.

      Dated: 11 February 2016

    • Notice of Publication — 17 April 2016 — FEES Rules

      1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 17 April 2016 (the "Rules").
      2. The FSRA hereby publishes the Rules on 21 April 2016.
      3. The Rules are:
      (a) Fees Rules (FEES_VER02.170416).

      Dated: 17 April 2016

    • Notice of Publication — 17 April 2016 — Regulations

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 17 April 2016 (the "Regulations").
      2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 21 April 2016.

      Dated: 17 April 2016

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 2 November 2016 — FEES Rules

      1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 9 October 2016 (the "Rules").
      2. The FSRA hereby publishes the Rules on 2 November 2016.
      3. The Rules are:
      (a) Fees Rules (FEES_VER03.171016).

      Dated: 2 November 2016

    • Notice of Publication — 2 November 2016 — Regulations

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 9 October 2016 (the "Regulations").
      2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 2 November 2016.

      Dated: 2 November 2016

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 7 December 2016 — Regulations

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 9 October 2016 (the "Regulations").
      2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 7 December 2016.
      3. The Regulations are:

      Dated: 7 December 2016

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 10 April 2017 — PRU Rules

      1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 10 April 2017 (the "Rules").
      2. The FSRA hereby publishes the Rules on 10 April 2017.
      3. The Rules are:
      (a) PRU Rules (PRU_VER02.040417).

      Dated: 10 April 2017

    • Notice of Publication — 15 May 2017 — FSRA Rules

      1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 15 May 2017 (the "Rules").
      2. The FSRA hereby publishes the Rules on 15 May 2017.
      3. The Rules are:
      (a) FUNDS Rules (FUNDS_VER02.150517);
      (b) GEN Rules (GEN_VER02.150517);
      (c) PRU Rules (PRU_VER03.150517); and
      (d) GLO (GLO_VER02.150517).

      Dated: 15 May 2017

    • Notice of Publication — 19 June 2017 — FSRA Rules

      1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 19 June 2017 (the "Rules").
      2. The FSRA hereby publishes the Rules on 19 June 2017.
      3. The Rules are:
      (a) General Rules (GEN_VER03.150617) (see appendix for detailed amendments);
      (b) Conduct of Business Rules (COBS_VER02.150617) (see appendix for detailed amendments);
      (c) Captive Insurance Business Rules (CIB_VER02.150617) (see appendix for detailed amendments);
      (d) Fund Rules (FUNDS_VER03.150617) (see appendix for detailed amendments);
      (e) Anti-Money Laundering and Sanctions Rules and Guidance (AML_VER02.150617) (see appendix for detailed amendments);
      (f) Glossary (GLO_VER03.150617) (see appendix for detailed amendments); and
      (g) Islamic Finance Rules (IFR_VER02.150617) (see appendix for detailed amendments).

      Dated: 19 June 2017

    • Notice of Publication — 19 June 2017 — Regulations & Rules

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations and rules set out in paragraph 3 and 4, annexed to this notice on 12 June 2017 (the "Regulations").
      2. The Board has directed the Regulations and Rules to be published and accordingly they are hereby published on 19 June 2017.
      4. The Rules are:
      (a) FSRA Fees Rules (FEES_VER04.150617) (see appendix for detailed amendments);
      (b) Companies Regulations (Model Articles) Rules 2015 (see appendix for detailed amendments); and
      (c) Business and Companies Names Rules (2016) (see appendix for detailed amendments).

      Dated: 19 June 2017

    • Notice of Publication — 19 June 2017 — Companies Regulations (Register of Auditors) Rules

      1. The CEO of the Registration Authority of Abu Dhabi Global Market (the 'Registrar'), in exercise of the powers conferred by sections 1039 and 1040 of the Companies Regulations 2015, hereby resolves to adopt the proposed amended rules set out in paragraph 3 and annexed to this notice on 19 June 2017 (“the Rules”).
      2. The Registrar hereby publishes the Rules on 19 June 2017.

      Dated: 19 June 2017

    • Notice of Publication — 5 July 2017 — Rules

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the rules set out in paragraph 3, annexed to this notice on 26 June 2017 (the "Regulations").
      2. The Board has directed the Rules to be published and accordingly they are hereby published on 5 July 2017.

      Dated: 5 July 2017

    • Notice of Publication — 17 July 2017 — CRS Regulations

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 9 July 2017 (the "Regulations").
      2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 17 July 2017.
      3. The Regulations are:

      Dated: 17 July 2017.

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 16 August 2017 — Foundations Regulations

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 14 August 2017 (the "Regulations").
      2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 16 August 2017.
      3. The Regulations are:
      Dated: 16 August 2017
      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 3 January 2018 — FSRA Rules

      1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 3 January 2018 (the "Rules").
      2. The FSRA hereby publishes the Rules on 3 January 2018.
      3. The Rules are:
      (a) PRU Rules (PRU_VER04.030118) (see appendix for detailed amendments);
      (b) Captive Insurance Business Rules (CIB_VER03.030118) (see appendix for detailed amendments); and
      (c) PIN Rules (PIN_VER02.030118) (see appendix for detailed amendments).
      Dated: 3 January 2018

    • Notice of Publication — 6 March 2018 — FSRA Rules

      1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 6 March 2018 (the "Rules").
      2. The FSRA hereby publishes the Rules on 6 March 2018.
      3. The Rules are:
      (a) General Rules (GEN_VER04.210218 ) (see appendix for detailed amendments);
      (b) Conduct of Business Rules (COBS_VER03.210218) (see appendix for detailed amendments);
      (c) Market Infrastructure Rules (MIR_VER02.210218) (see appendix for detailed amendments);
      (d) Market Rules (MKT_VER02.210218) (see appendix for detailed amendments);
      (e) Islamic Finance Rules (IFR_VER03.210218) (see appendix for detailed amendments);
      (f) Rules of Market Conduct (RMC_VER02.210218) (see appendix for detailed amendments); and
      (g) Glossary (GLO_VER04.210218) (see appendix for detailed amendments)

      Dated: 6 March 2018

    • Notice of Publication — 6 March 2018 — FSRA Regulations & Rules

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations and rules set out in paragraph 3 and 4, annexed to this notice on 21 February 2018 (the "Regulations" and the "Rules").
      2. The Board has directed the Regulations and Rules to be published and accordingly they are hereby published on 6 March 2018.
      4. The Rules are:
      (a) FSRA Fees Rules (FEES_VER05.210218) (see appendix for detailed amendments).
      Dated: 6 March 2018

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 17 April 2018 — Commercial Licensing Regulations (Amendment)

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the amendment regulations set out in paragraph 3 and annexed to this notice on 3 April 2018 (the "Amendment Regulations").
      2. The Board has directed the Amendment Regulations to be published and accordingly the Amendment Regulations are hereby published on 17 April 2018.
      3. The Amendment Regulations are:
      Dated: 17 April 2018

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 17 April 2018 — Regulations — Companies Regulations (Amendment)

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the amendment regulations set out in paragraph 3 and annexed to this notice on 3 April 2018 (the "Amendment Regulations").
      2. The Board has directed the Amendment Regulations to be published and accordingly the Amendment Regulations are hereby published on 17 April 2018.
      3. The Amendment Regulations are:
      Dated: 17 April 2018

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 17 April 2018 — Regulations — Foundations Regulations (Amendment)

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the amendment regulations set out in paragraph 3 and annexed to this notice on 3 April 2018 (the "Amendment Regulations").
      2. The Board has directed the Amendment Regulations to be published and accordingly the Amendment Regulations are hereby published on 17 April 2018.
      3. The Amendment Regulations are:
      Dated: 17 April 2018

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 17 April 2018 — Regulations — Limited Liability Partnership Regulations (Amendment)

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the amendment regulations set out in paragraph 3 and annexed to this notice on 3 April 2018 (the "Amendment Regulations").
      2. The Board has directed the Amendment Regulations to be published and accordingly the Amendment Regulations are hereby published on 17 April 2018.
      Dated: 17 April 2018

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 17 April 2018 — Regulations — Beneficial Owners and Control Regulations 2018

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 3 April 2018 (the "Regulations").
      2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 17 April 2018.
      3. The Amendment Regulations are:
      Dated: 17 April 2018

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 02 May 2018 — Commercial Licensing Regulations

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the rules set out in paragraph 3 and annexed to this notice on 23 April 2018 (the "Rules").
      2. The Board has directed the Rules to be published and accordingly the Rules are hereby published on 02 May 2018.
      Dated: 02 May 2018

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 11 May 2018 — Commercial Licensing Regulations (Exemption) (Amendment) Order 2018

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the order set out in paragraph 3 and annexed to this notice on 11 February 2018 (the "Order").

      2. The Board has directed the Order to be published and accordingly the Order is hereby published on 11 May 2018.

      3. The Order is Commercial Licensing Regulations 2015 (Exemptions) (Amendment) Order 2018.

      Dated: 11 May 2018

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 25 June 2018 — FSRA Regulations & Rules

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations and rules set out in paragraph 3 and 4, annexed to this notice on 25 June 2018 (the "Regulations" and the "Rules").
      2. The Board has directed the Regulations and Rules to be published and accordingly they are hereby published on 25 June 2018.
      4. The Rules are:
      (a) FSRA Fees Rules (FEES_VER06.250618) (see appendix for detailed amendments).

      Dated: 25 June 2018

      BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • Notice of Publication — 25 June 2018 — FSRA Rules

      1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 25 June 2018 (the "Rules").
      2. The FSRA hereby publishes the Rules on 25 June 2018.
      3. The Rules are:
      (a) Conduct of Business Rules (COBS_VER04.250618) (see appendix for detailed amendments);
      (b) Market Infrastructure Rules (MIR_VER03.250618) (see appendix for detailed amendments);
      (c) Glossary (GLO_VER05.250618) (see appendix for detailed amendments).

      Dated: 25 June 2018

    • Notice of Publication — 10 July 2018 — FSRA Regulations

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3, annexed to this notice on 4 July 2018 (the "Regulations").
      2. The Board has directed the Regulations to be published and accordingly they are hereby published on 10 July 2018.

      Dated: 10 July 2018

    • Notice of Publication — 10 September 2018 — FSRA Regulations

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board" enacted the regulations set out in paragraph 3, annexed to this notice on 5 September 2018 (the "Regulations").
      2. The Board has directed the Regulations to be published and accordingly they are hereby published on 10 September 2018.

      Dated: 10 September 2018

    • Notice of Publication — 10 September 2018 — FSRA Rules

      1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 10 September 2018 (the "Rules").
      2. The FSRA hereby publishes the Rules on 10 September 2018.
      3. The Rules are:
      (a) Conduct of Business Rules (COBS_VER05.100918) (see appendix for detailed amendments);
      (b) Prudential – Investment, Insurance Intermediation and Banking Rules (PRU_VER05.100918) (see appendix for detailed amendments);
      (c) Glossary (GLO_VER06.100918) (see appendix for detailed amendments);
      (d) Fund Rules (FUNDS_VER04.100918) (see appendix for detailed amendments).

      Dated: 10 September 2018

    • Notice of Publication — 20 December 2018 — Regulations

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board" enacted the regulations set out in paragraph 3, annexed to this notice on 11 December 2018 (the "Regulations").
      2. The Board has directed the Regulations to be published and accordingly they are hereby published on 20 December 2018.

      Dated: 20 December 2018

    • Notice of Publication — 20 December 2018 — FSRA Rules

      1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 20 December 2018 (the "Rules").
      2. The FSRA hereby publishes the Rules on 20 December 2018.
      3. The Rules are:
      (a) Prudential – Investment, Insurance Intermediation and Banking Rules (PRU_VER06.201218) (see appendix for detailed amendments).

      Dated: 20 December 2018

    • Notice of Publication — 11 March 2019 — FSRA Regulations and Rules

      1. The Board of Directors of the Abu Dhabi Global Market (the "Board" enacted the regulations and rules set out in paragraph 3 and 4, annexed to this notice on 14 February 2019 (the "Regulations" and the "Rules").
      2. The Board has directed the Regulations and Rules to be published and accordingly they are hereby published on 11 March 2019.
      3. The Rules are:
      (a) Fees Rules (FEES_VER07.110319) (see appendix for detailed amendments).

      Dated: 11 March 2019

    • Notice of Publication — 11 March 2019 — FSRA Rules

      1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 11 March 2019 (the "Rules").
      2. The FSRA hereby publishes the Rules on 11 March 2019.
      3. The Rules are:
      (a) Funds Passporting Rules (FP_VER01.110319);
      (b) Conduct of Business Rules (COBS_VER06.110319) (see appendix for detailed amendments); and
      (c) Glossary (GLO_VER07.110319) (see appendix for detailed amendments).

      Dated: 11 March 2019